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The Online Magazine for Sustainable Seas
September, 2001 Vol.4 No.9
   



Who’s Afraid of Municipal Waters?

By Jay L. Batongbacal  [1]

Editor’s Note -- Although hailed by a large segment of coastal stakeholders – including local government units (LGUs), marginal fishers, people’s organizations and non-government organizations – as a landmark document that would finally establish the extent and limits of the LGUs’ fishery management area and lead to the installation of a system of rational and sustainable use and management of municipal fishery resources, DENR Administrative Order (DAO) No. 17, Series of 2001, which prescribes guidelines for the delineation of municipal waters as provided in the Fisheries Code of 1998, has met strident opposition from the Alliance of Fishing Federations, a vocal group of commercial fishing operators. Shortly after the DAO was signed last July 11, the group denounced it as “illegal” and tried to get a court injunction on its implementation. Even before the court could decide on their petition, however, the Alliance asked for an audience with the President, seeking her intervention. The President refused, saying the matter was up to the courts to decide. A few days later, the group filed another petition in court to withdraw their case, then sought and found a forum – and apparently some strong allies – in the House of Representatives.

On September 18, 2001, during a scheduled budget hearing, the House Committee on Appropriations, obviously misinformed by and succumbing to the Alliance’s lobbying, grilled the Environment Secretary for three hours – not about the department’s proposed budget but about DAO 17 – then threatened to give the environment department and the National Mapping Resource and Information Authority (NAMRIA), which formulated the guidelines, a zero budget. On September 20, organizations supporting the implementation of the DAO organized a briefing for congressmen to explain the DAO’s provisions and why the Order is not only legal but also necessary. Most of those who attended the briefing said they might have been “deceived,” and vowed to support DENR and NAMRIA in the next budget hearing. In a resolution dated September 21, 2001, however, the House Committee on Appropriations “… resolved (1) To express the sense … that DENR A.O. No. 2001-17 directly contravenes R.A. No. 8550 and R.A. No. 7160 (The Local Government Code; and (2) To seek the revocation of DENR A.O. 2001-17.”

Invoking the principle of separation of powers between the different branches of government, some legal experts say the resolution is not valid, and that Congress has overstepped its legal jurisdiction on two counts: first, by interfering with the executive’s powers and prerogatives, and second, by usurping the judiciary’s exclusive powers of judicial review. Nevertheless, it has added confusion to an already muddled issue, and put a major stumbling block to the implementation of the DAO.  To break the impasse, the Department of Agriculture, Department of Environment and Natural Resources, Department of Interior and Local Government, National Anti-Poverty Commission, and the Department of Social and Welfare Development has sought the Department of Justice’s opinion on the legality of the DAO.

This article clarifies some misconceptions about DAO 17, and explains its legal basis.


Hook-and-line fisher, Pio V. Corpus, Masbate: Marginal fishers stand to benefit from the delineation and enforcement of municipal waters. (A. Sia, 2001)

 


 

 

 

   



 quiet battle has been raging over Department of Environment and Natural Resources (DENR) Administrative Order (DAO) No. 17, Series of 2001, which prescribes the technical guidelines for the delineation and delimitation of municipal waters. At the center of the dispute is Section 4(58) of the Fisheries Code of 1998, which provides:

58.    Municipal waters — include not only streams, lakes, inland bodies of water and tidal waters within the municipality which are not included within the protected areas as defined under Republic Act No. 7586 (The NIPAS Law), public forest, timber lands, forest reserves or fishery reserves, but also marine waters included between two (2) lines drawn perpendicular to the general coastline from points where the boundary lines of the municipality touch the sea at low tide and a third line parallel with the general coastline including offshore islands and fifteen (15) kilometers from such coastline. Where two (2) municipalities are so situated on opposite shores that there is less than thirty(30) kilometers of marine waters between them, the third line shall be equally distant from opposite shore of the respective municipalities.

The controversy revolves around how the 15-km municipal water limits should be reckoned, and whether or not the DENR, through the National Mapping Resource and Information Authority (NAMRIA), has the authority to issue the technical guidelines. Critics of DENR – mainly a group of commercial fishing operators under the Alliance of Fishing Federations – claim that the DAO is illegal, that its use of the archipelagic principle is inappropriate and not in consonance with the Fisheries Code’s definition of municipal waters, that it would reduce the country’s fishing grounds, and worse, that it would cause “massive lay-offs in the fishing industry nationwide”, and jeopardize the country's food security. They have found some allies in the House of Representatives, which passed last September 21 through its Committee on Appropriations a “Resolution Declaring the Existence of Legal Infirmities Affecting DENR A.O. No. 2001-17 and Concern Over Possible Adverse Effects Resulting from the Implementation Thereof and Recommending its Revocation.”

What are the facts?

Fact #1: Delineation is required by law

Under the law, municipal waters are an important part of each of the country’s over 800 coastal cities and municipalities. On the basis of these municipal waters, the local government units (LGUs) can generate revenues from the use of fisheries and aquatic resources, enforce fisheries and environmental laws, allocate municipal fisheries and aquatic resources among its residents, and effectively control the waters for the purposes of fisheries and environmental management.

The concept of municipal waters has been established under Philippine law since the Americans enacted our first administrative code in 1916. For some reason, however, the boundaries of these municipal waters have never been delineated; the elementary and primordial task of defining the limits of the jurisdiction of local governments over their marine waters was neglected by so many administrations. This makes DAO 17 the first instrument in Philippine history that directly addresses the technical problems of clearly delineating the municipal waters of the country.  More importantly, for the first time, we have in DAO 17 a perfectly harmonized application of the fundamental legal principles of archipelagic unity, devolution and decentralization of governance, and adherence to internationally accepted norms enshrined in our Constitution and existing laws.

Fact #2: DAO 17 is a practical technical instrument necessary to enforce the law

The definition of municipal waters under Section 4(58) is deficient in that it provides clear rules for only two types of coastlines: the straight coastline, and directly opposing coastlines.  It does not provide for the nearly limitless possible configurations and shapes of coastlines of the 7,107 islands and surrounding waters of the Philippine Archipelago. The Philippine coastline is highly irregular: curves and indentations are the rule rather than the exception, and islands and islets dot the periphery of many provinces and municipalities.  In some cases, municipalities are even made up of two or more islands.  The perpendicular lines provided for by the Fisheries Code will be inapplicable to curving coastlines, while parallel lines mimicking the shape of the actual coastline will be impossible to enforce at sea.  The stated purpose of reserving municipal waters for the greater majority of marginal fishers will thus be rendered useless and futile.

Obviously, without appropriate administrative interpretation, the legal concept of municipal waters will be inutile and unenforceable. DENR’s issuance of the technical guidelines contained in DAO 17 is necessary to conform to the settled rule that the law must be interpreted in a manner that will give it effect. DAO 17 is not another beautiful but impractical piece of paper issued by someone who knows the theory but nothing of practice; instead, it implements the definition of municipal waters in perhaps the only manner by which it can be implemented.

By adapting rules accepted under international hydrographic and geodetic methodologies, DAO 17 simplifies complex coastlines as much as possible in order to provide sufficient basis for implementing the rules under the Fisheries Code.  This is done through the use of three types of baselines – normal, straight, and archipelagic – to determine the "general" coastline required for projecting the perpendicular and parallel lines.

Normal baselines are used when the coastline is simple and not deeply indented, and there are no outlying or fringing islands.  Straight baselines are drawn to simplify deeply indented and irregular coastlines.  Municipal archipelagic baselines are used in the case of those municipalities made up of two or more islands so that, subject to certain limitations, the offshore islands can be included in the "general" coastline that determines the parallel line.

The key ideas here are the terms "general coastline" and "offshore islands."  A "general coastline" has a technical and legally accepted meaning in international hydrography and geodesy, as well as the international law on maritime boundaries, which refers to the general direction of the coast rather than the low water line.  The actual shape of a coastline will vary depending on the different levels of detail that become visible at different scales of a map.  For example, the coastline of Batangas on a Philippine map with a scale of 1:2,500,000 will look different on a map with a scale of 1:20,000.  A "general coastline" is therefore a simplified contour that best represents the overall shape of the coast at whatever scale. 

For "offshore islands," the primary consideration must be whether or not such islands are to be treated in the same manner as any other land territory of the municipality.  If "offshore islands" are regarded as being on the same level as any other parcel of land in the municipality, then they should also be deemed to generate their own municipal waters.  Thus, in cases where smaller islands fringe the coast of a larger island, the smaller islands become starting points for measuring the municipal waters; and in cases where municipalities are formed by two or more widely separated islands, each island of the municipality generates its own municipal waters.


(Click to picture to enlarge)
Potential 15-kilometer limits of municipal Waters of the Philippines
(Kalayaan Island Group not drawn due to unavailability of accurate map).

Fact #3: The archipelagic principle is a fundamental pillar of the Philippine concept of national territory

The guiding principle for resolving the issue about offshore islands is the archipelagic principle, which is enshrined in Art. 1 of the 1987 Constitution and has been one of the fundamental pillars of the Philippine concept of national territory.  Since the 1950s, the Philippines has pushed this principle, which led to the so-called "Archipelagic Doctrine" in international law and has become the legal and political basis for considering our 7,107 islands as one political unit.  The "Archipelagic Doctrine" is one of our most important contributions to the international legal system; without it, the widely scattered islands of our archipelago will be separated by international waters, and the Filipino nation will be deprived of the large tracts of marine resources between the islands that it has claimed since its inception.

Central to the archipelagic principle is the concept of equality between landmasses, where each island regardless of size is treated in the same manner as all others.  Without such equality of treatment, small outlying islands like Tawi-Tawi and Batanes may be considered as mere territories not entitled to provincial or municipal status; at most they may be mere attachments to some province located in one of the 10 major landmasses of the country.  Equally important to the archipelagic principle is the concept of unity between land and water, where the water forms the link between the disparate islands.  The proper application of the doctrine demands that, as a national policy, we should treat all of our islands in the same manner, not allowing some of them to be insignificant as if they were mere parts of the water, and that we should not allow the waters to create highly fragmented political units.    

Our foreign policy and legal positions before the international community cannot be inconsistent with our national law and policy.  If we were not to apply the archipelagic principle to the component units of our country (the LGUs), then we would undermine the most fundamental pillar of our concept of national territory, and weaken our position in international law.  We might as well allow foreign countries to also treat our outlying islands as insignificant pockets of land less important than the largest islands of Luzon, Visayas and Mindanao; and the waters in between as thoroughfares open to everyone.

In this light, DAO 17 perfectly captures the spirit of and appropriately applies the archipelagic principle in our national law.  It is not the first time that the principle has been applied, for even the Bureau of Fisheries and Aquatic Resources as late as in 1999, in an official letter sent to the DENR during the term of Director Arsenio Camacho, has said that it has always adhered to the archipelagic principle in its implementation of the rules under the previous Fisheries Code. Even before that, in 1985, LOI 1328 had already applied the archipelagic principle as forcefully as a law.

DAO 17 is a concrete and express manifestation of a fundamental concept that underlies our entire political system.  The fact that the archipelagic principle is not expressly stated in previous laws is not a bar to its application, for some of the most essential principles of our laws are themselves not expressly or lengthily elaborated upon, such as the principles of separation of powers, separation of Church and State, civilian supremacy over the military, sovereign immunity, and the like.

Fact #4: DAO 17 promotes local autonomy

In applying the archipelagic principle, DAO 17 also directly implements and enhances the policy of local autonomy, decentralization, and devolution of powers to local governments.  The Constitutional edict for promoting and enhancing local autonomy can only be achieved by ensuring that the LGUs are permitted to exercise the full breadth of their powers under the law.  By providing for simplified boundaries in the interest of ensuring the enforceability of laws within the municipal jurisdiction, DAO 17 allows the LGUs to undertake their mandated responsibilities within a clearly defined jurisdictional area.  By applying the archipelagic principle, recognizing that two or more islands of the same local government must be treated equally, and linking discrete islands through their municipal waters, DAO 17 ensures that the LGUs’ jurisdiction can be exercised effectively and equitably throughout their local territories, not only in small pockets.

In terms of procedure, instead of simply imposing the national government's own ideas, DAO 17 requires the LGUs to take the initiative in defining their own municipal waters by requesting for technical delineation using publicly-available procedures, subjecting the technical delineation to local consultation and discussions, allowing flexibility for negotiations and adjustments between LGUs with overlapping waters, and ensuring adoption of the final boundaries by the LGUs through their own local ordinance. In this manner, what would be a purely technical exercise by a NAMRIA employee sitting in his desk, becomes a truly participatory process by which the LGU and their constituencies, who are most directly affected by the delineation, have a direct hand in the definition of the boundaries to which they are entitled by law.

 


Maps showing municipal water boundaries posted for review by concerned LGUs in the Province of Masbate: The boundaries were drawn on maps by LGU representatives in a workshop under NAMRIA supervision. (A.Sia, 2000)

By ensuring that the process is fully participatory, and in fact, by requiring the local governments themselves to initiate the delineation process and then use their own powers through the declaration of their boundaries in a municipal ordinance, DAO 17 recognizes the primacy of local policy and legislation in matters of local jurisdiction. More importantly, the delineation of municipal waters under DAO 17 ensures that the LGUs are able to manage clearly defined areas of municipal waters, enact effective conservation and management measures, impose revenue measures and regulations, and exercise enforcement and control functions over resource-use activities within the waters.  Without DAO 17, local governments will remain unable to carry out the burdensome responsibilities for managing municipal waters, which Congress imposed on them under the Fisheries Code of 1998.

Fact #5: It is the Fisheries Code’s intent to protect the least advantaged coastal stakeholders

Ultimately, we have to keep in mind the primary purpose of municipal waters: to reserve our coastal waters and resources for the use of millions of our marginalized countrymen who live in the coastal communities. Our coastal communities, who number in the thousands and include millions of poor and marginalized people, directly depend on the fishery resources within our municipal waters for their subsistence. It is in their interest that these municipal waters are clearly delineated. Enabling the law on municipal waters empowers them to take a direct and active role in the management and use of these waters, and assures that the benefits of all municipal fisheries and aquatic resources will go directly to those who most need them.

Some burning questions for Congress

Does the Committee Resolution of September 21, 2000 manifest the House of Representatives’ collegial position on DAO 17? If so, it is highly ironic that the legality of the very means to implement the Local Government Code of 1991 and the 1998 Fisheries Code is now being questioned by Congress, the same legislative body that enacted the law and gave local governments the responsibilities for managing municipal waters. Such action only promotes the idea that Congress either enacts laws that it does not wish to see implemented, or laws that it does not understand.

Is the resolution even valid? The resolution makes it appear that Congress has decided to directly interfere with the executive's powers and prerogatives, and thus directly contravene the many principles that have been enshrined in our laws, including the Constitution itself. In declaring “the existence of legal infirmities affecting” DAO 17, it appears to have also usurped the judiciary’s exclusive power of judicial review.

Whose interests do our congressmen truly represent? The recent action of the members of the appropriations committee gives us the impression that Congress intends to sacrifice the interests of our coastal communities and our local governments, and even our national interests as an archipelagic nation. It seems our “representatives” have opted to represent the personal vested interests of a few, instead of showing a genuine and careful respect for the needs of the majority. They must be reminded that they are as responsible for the observance of the law as the rest of us. Already, they have gone beyond the bounds of their legislative duties by preventing the implementation of a crucial provision of the Fisheries Code, upon which so much of our country's fisheries and aquatic resources depends.

Congress would be well advised to carefully consider the ramifications of its actions, because these actions will define the character of its office. It must be held accountable by all coastal communities, as well as all local governments, for its interference in programs and policies intended for their benefit. All non-government organizations, people's organizations, and local government units must ensure that their interests are not subordinated and appropriated by the few.

 


[1] Bachelor of Laws, University of the Philippines 1991,  Master of Marine Management, Dalhousie University (Canada) 1997.  Mr. Batongbacal is a Research Fellow of the UP Archipelagic and Ocean Studies Program, and currently Executive Director of the Philippine Center for Marine Affairs, Inc.  and a member of the Coastal Resource Management Network.  He is a legal expert in marine policy.  His areas of study have included international maritime boundaries, marine environmental policy, coastal resource management, and fisheries management.   

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